How to Assess the Reliability of a Broker or Fund Manager?
Reliability is key when trusting someone with your finances. Here are some questions to ask:
Track Record: What is their history of performance? Can they provide references? Regulation: Are they registered with appropriate regulatory bodies such as the Securities and Exchange Commission (SEC) or Financial Industry Regulatory Authority (FINRA)? Communication: How often will they update you on your investments? Are they available for consultations?
